Larissa Schwartz - Jun 15, 2024 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Alan Smith, attorney-in-fact of the Reporting Person
Stock symbol
OKTA
Transactions as of
Jun 15, 2024
Transactions value $
$0
Form type
4
Date filed
6/18/2024, 05:21 PM
Previous filing
Apr 2, 2024
Next filing
Jul 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKTA Class A Common Stock Options Exercise $0 +178 +0.61% $0.00 29.2K Jun 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -91 -0.31% $0.00 29.1K Jun 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +104 +0.36% $0.00 29.2K Jun 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -53 -0.18% $0.00 29.2K Jun 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +168 +0.58% $0.00 29.3K Jun 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -86 -0.29% $0.00 29.2K Jun 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +316 +1.08% $0.00 29.6K Jun 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -161 -0.54% $0.00 29.4K Jun 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +108 +0.37% $0.00 29.5K Jun 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -55 -0.19% $0.00 29.5K Jun 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +4.45K +15.09% $0.00 33.9K Jun 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -2.25K -6.65% $0.00 31.6K Jun 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +1.94K +6.12% $0.00 33.6K Jun 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -982 -2.92% $0.00 32.6K Jun 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKTA Restricted Stock Units Options Exercise $0 -178 -100% $0.00* 0 Jun 15, 2024 Class A Common Stock 178 Direct F1, F2
transaction OKTA Restricted Stock Units Options Exercise $0 -104 -33.33% $0.00 208 Jun 15, 2024 Class A Common Stock 104 Direct F1, F3
transaction OKTA Restricted Stock Units Options Exercise $0 -168 -24.93% $0.00 506 Jun 15, 2024 Class A Common Stock 168 Direct F1, F4
transaction OKTA Restricted Stock Units Options Exercise $0 -316 -14.29% $0.00 1.9K Jun 15, 2024 Class A Common Stock 316 Direct F1, F5
transaction OKTA Restricted Stock Units Options Exercise $0 -108 -12.49% $0.00 757 Jun 15, 2024 Class A Common Stock 108 Direct F1, F6
transaction OKTA Restricted Stock Units Options Exercise $0 -4.45K -12.5% $0.00 31.1K Jun 15, 2024 Class A Common Stock 4.45K Direct F1, F7
transaction OKTA Restricted Stock Units Options Exercise $0 -1.94K -8.33% $0.00 21.3K Jun 15, 2024 Class A Common Stock 1.94K Direct F1, F8
holding OKTA Employee Stock Option (Right to Buy) 14.2K Jun 15, 2024 Class B Common Stock 14.2K $8.62 Direct F9
holding OKTA Employee Stock Option (Right to Buy) 9K Jun 15, 2024 Class B Common Stock 9K $8.73 Direct F9
holding OKTA Employee Stock Option (Right to Buy) 5K Jun 15, 2024 Class B Common Stock 5K $11.36 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F2 The shares underlying the RSU fully vested on June 15, 2024.
F3 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F4 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5 6.25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F8 8.33% of the shares underlying the RSU vested on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F9 The shares subject to the option are fully vested and exercisable by the Reporting Person.

Remarks:

Chief Legal Officer and Corporate Secretary