Larissa Schwartz - 15 Jun 2024 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Alan Smith, attorney-in-fact of the Reporting Person
Issuer symbol
OKTA
Transactions as of
15 Jun 2024
Net transactions value
$0
Form type
4
Filing time
18 Jun 2024, 17:21:25 UTC
Previous filing
02 Apr 2024
Next filing
18 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKTA Class A Common Stock Options Exercise $0 +178 +0.61% $0.000000 29,205 15 Jun 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -91 -0.31% $0.000000 29,114 15 Jun 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +104 +0.36% $0.000000 29,218 15 Jun 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -53 -0.18% $0.000000 29,165 15 Jun 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +168 +0.58% $0.000000 29,333 15 Jun 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -86 -0.29% $0.000000 29,247 15 Jun 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +316 +1.1% $0.000000 29,563 15 Jun 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -161 -0.54% $0.000000 29,402 15 Jun 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +108 +0.37% $0.000000 29,510 15 Jun 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -55 -0.19% $0.000000 29,455 15 Jun 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +4,445 +15% $0.000000 33,900 15 Jun 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -2,253 -6.6% $0.000000 31,647 15 Jun 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +1,936 +6.1% $0.000000 33,583 15 Jun 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -982 -2.9% $0.000000 32,601 15 Jun 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKTA Restricted Stock Units Options Exercise $0 -178 -100% $0.000000* 0 15 Jun 2024 Class A Common Stock 178 Direct F1, F2
transaction OKTA Restricted Stock Units Options Exercise $0 -104 -33% $0.000000 208 15 Jun 2024 Class A Common Stock 104 Direct F1, F3
transaction OKTA Restricted Stock Units Options Exercise $0 -168 -25% $0.000000 506 15 Jun 2024 Class A Common Stock 168 Direct F1, F4
transaction OKTA Restricted Stock Units Options Exercise $0 -316 -14% $0.000000 1,896 15 Jun 2024 Class A Common Stock 316 Direct F1, F5
transaction OKTA Restricted Stock Units Options Exercise $0 -108 -12% $0.000000 757 15 Jun 2024 Class A Common Stock 108 Direct F1, F6
transaction OKTA Restricted Stock Units Options Exercise $0 -4,445 -12% $0.000000 31,118 15 Jun 2024 Class A Common Stock 4,445 Direct F1, F7
transaction OKTA Restricted Stock Units Options Exercise $0 -1,936 -8.3% $0.000000 21,304 15 Jun 2024 Class A Common Stock 1,936 Direct F1, F8
holding OKTA Employee Stock Option (Right to Buy) 14,167 15 Jun 2024 Class B Common Stock 14,167 $8.62 Direct F9
holding OKTA Employee Stock Option (Right to Buy) 9,000 15 Jun 2024 Class B Common Stock 9,000 $8.73 Direct F9
holding OKTA Employee Stock Option (Right to Buy) 5,000 15 Jun 2024 Class B Common Stock 5,000 $11.36 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F2 The shares underlying the RSU fully vested on June 15, 2024.
F3 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F4 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5 6.25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F8 8.33% of the shares underlying the RSU vested on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F9 The shares subject to the option are fully vested and exercisable by the Reporting Person.

Remarks:

Chief Legal Officer and Corporate Secretary