Brett Tighe - Mar 15, 2024 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
Chief Financial Officer
Signature
/s/ Alan Smith, attorney-in-fact of the Reporting Person
Stock symbol
OKTA
Transactions as of
Mar 15, 2024
Transactions value $
$0
Form type
4
Date filed
3/19/2024, 05:55 PM
Previous filing
Mar 13, 2024
Next filing
Apr 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKTA Class A Common Stock Tax liability $0 -6.17K -7.03% $0.00 81.7K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +302 +0.37% $0.00 82K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -106 -0.13% $0.00 81.9K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +415 +0.51% $0.00 82.3K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -143 -0.17% $0.00 82.1K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +202 +0.25% $0.00 82.3K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -58 -0.07% $0.00 82.3K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +4.58K +5.57% $0.00 86.9K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -1.34K -1.54% $0.00 85.5K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +6.3K +7.36% $0.00 91.8K Mar 15, 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -2.48K -2.7% $0.00 89.3K Mar 15, 2024 Direct
holding OKTA Class A Common Stock 1.25K Mar 15, 2024 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKTA Restricted Stock Units Options Exercise $0 -302 -50% $0.00 302 Mar 15, 2024 Class A Common Stock 302 Direct F1, F2
transaction OKTA Restricted Stock Units Options Exercise $0 -415 -25% $0.00 1.25K Mar 15, 2024 Class A Common Stock 415 Direct F1, F3
transaction OKTA Restricted Stock Units Options Exercise $0 -202 -19.98% $0.00 809 Mar 15, 2024 Class A Common Stock 202 Direct F1, F4
transaction OKTA Restricted Stock Units Options Exercise $0 -4.58K -11.11% $0.00 36.6K Mar 15, 2024 Class A Common Stock 4.58K Direct F1, F5
transaction OKTA Restricted Stock Units Options Exercise $0 -6.3K -11.11% $0.00 50.4K Mar 15, 2024 Class A Common Stock 6.3K Direct F1, F6
holding OKTA Class B Common Stock 69K Mar 15, 2024 Class A Common Stock 69K By Trust F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.
F2 6.25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F3 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F4 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.