Marie Mendoza - 03 Jan 2025 Form 4 Insider Report for KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)

Role
SVP & General Counsel
Signature
Marie C. Mendoza, by Eva Yee, Attorney-In-Fact
Issuer symbol
KTOS
Transactions as of
03 Jan 2025
Net transactions value
-$205,605
Form type
4
Filing time
07 Jan 2025, 21:03:25 UTC
Previous filing
18 Dec 2024
Next filing
17 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KTOS Common Stock Options Exercise $0 +3,000 +5.4% $0.000000 58,885 03 Jan 2025 Direct F3, F9
transaction KTOS Common Stock Tax liability $43,803 -1,594 -2.7% $27.48 57,291 03 Jan 2025 Direct F8, F9
transaction KTOS Common Stock Options Exercise $0 +3,000 +5.2% $0.000000 60,291 03 Jan 2025 Direct F4, F9
transaction KTOS Common Stock Tax liability $43,693 -1,590 -2.6% $27.48 58,701 03 Jan 2025 Direct F8, F9
transaction KTOS Common Stock Options Exercise $0 +3,000 +5.1% $0.000000 61,701 03 Jan 2025 Direct F5, F9
transaction KTOS Common Stock Tax liability $39,241 -1,428 -2.3% $27.48 60,273 03 Jan 2025 Direct F8, F9
transaction KTOS Common Stock Options Exercise $0 +3,000 +5% $0.000000 63,273 04 Jan 2025 Direct F6, F9
transaction KTOS Common Stock Tax liability $39,434 -1,435 -2.3% $27.48 61,838 04 Jan 2025 Direct F8, F9
transaction KTOS Common Stock Options Exercise $0 +3,000 +4.9% $0.000000 64,838 04 Jan 2025 Direct F7, F9
transaction KTOS Common Stock Tax liability $39,434 -1,435 -2.2% $27.48 63,403 04 Jan 2025 Direct F8, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KTOS Restricted Stock Units Award $0 +17,500 $0.000000 17,500 03 Jan 2025 Common Stock 17,500 Direct F1, F2
transaction KTOS Restricted Stock Units Options Exercise $0 -3,000 -100% $0.000000 0 03 Jan 2025 Common Stock 3,000 Direct F1, F3
transaction KTOS Restricted Stock Units Options Exercise $0 -3,000 -33% $0.000000 6,000 03 Jan 2025 Common Stock 3,000 Direct F1, F4
transaction KTOS Restricted Stock Units Options Exercise $0 -3,000 -25% $0.000000 9,000 03 Jan 2025 Common Stock 3,000 Direct F1, F5
transaction KTOS Restricted Stock Units Options Exercise $0 -3,000 -50% $0.000000 3,000 04 Jan 2025 Common Stock 3,000 Direct F1, F6
transaction KTOS Restricted Stock Units Options Exercise $0 -3,000 -20% $0.000000 12,000 04 Jan 2025 Common Stock 3,000 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
F2 RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.
F3 RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.
F4 RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.
F5 RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.
F6 RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.
F7 RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.
F8 Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.
F9 Includes 1,971 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,359 shares held through Issuer's 401(k).