Marie Mendoza - 04 May 2023 Form 4 Insider Report for KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)

Signature
Marie C. Mendoza, by Eva Yee, Attorney-In-Fact
Issuer symbol
KTOS
Transactions as of
04 May 2023
Net transactions value
-$100,954
Form type
4
Filing time
05 May 2023, 19:52:31 UTC
Previous filing
05 Jan 2023
Next filing
18 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KTOS Common Stock Sale $14,000 -1,000 -2% $14.00 48,971 04 May 2023 Direct F1, F2
transaction KTOS Common Stock Sale $14,000 -1,000 -2% $14.00 47,971 04 May 2023 Direct F1, F2
transaction KTOS Common Stock Sale $8,554 -611 -1.3% $14.00 47,360 04 May 2023 Direct F1, F2
transaction KTOS Common Stock Sale $22,400 -1,600 -3.4% $14.00 45,760 04 May 2023 Direct F1, F2
transaction KTOS Common Stock Sale $14,000 -1,000 -2.2% $14.00 44,760 04 May 2023 Direct F1, F2
transaction KTOS Common Stock Sale $14,000 -1,000 -2.2% $14.00 43,760 04 May 2023 Direct F1, F2
transaction KTOS Common Stock Sale $14,000 -1,000 -2.3% $14.00 42,760 04 May 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
F2 Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,670 shares held through Issuer's 401(k).