Christopher A. Kroeger - 25 Oct 2025 Form 3 Insider Report for MapLight Therapeutics, Inc. (MPLT)

Signature
/s/ Kristopher L. Hanson, Attorney-in-Fact
Issuer symbol
MPLT
Transactions as of
25 Oct 2025
Net transactions value
$0
Form type
3
Filing time
27 Oct 2025, 16:37:54 UTC
Next filing
28 Oct 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Kroeger Christopher A. Chief Executive Officer, Director C/O MAPLIGHT THERAPEUTICS, INC., 800 CHESAPEAKE DRIVE, REDWOOD CITY /s/ Kristopher L. Hanson, Attorney-in-Fact 27 Oct 2025 0001658918

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MPLT Voting Common Stock 1,601,164 25 Oct 2025 Direct F1, F2
holding MPLT Voting Common Stock 101,190 25 Oct 2025 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MPLT Series C Preferred Stock 25 Oct 2025 Voting Common Stock 3,895 Direct F4
holding MPLT Stock Option (Right to Buy) 25 Oct 2025 Voting Common Stock 98,448 $2.86 Direct F5
holding MPLT Stock Option (Right to Buy) 25 Oct 2025 Voting Common Stock 77,380 $5.55 Direct F6
holding MPLT Stock Option (Right to Buy) 25 Oct 2025 Voting Common Stock 49,107 $5.55 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,601,164 Restricted Stock Units (RSUs). Of the RSUs, (i) as to 237,517 RSUs, 143,500 vested in connection with the Issuer's IPO and the remainder will vest in quarterly installments through July 1, 2027; (ii) as to 122,626 RSUs, 66,422 vested in connection with the Issuer's IPO and the remainder will vest in quarterly installments through October 1, 2027, (iii) as to 387,562 RSUs, 169,558 vested in connection with the Issuer's IPO and the remainder will vest in quarterly installments through January 1, 2028; and (iv) as to 853,459 RSUs, 14/48ths will vest on July 1, 2026 and the remainder will vest in 12 quarterly installments thereafter. With respect to all RSUs, vesting is subject to the Reporting Person's continued service through each vesting date.
F2 Each RSU represents a contingent right to receive one share of voting common stock of the Issuer.
F3 The shares are held by the C&M Kroeger Nominee Trust, of which the Reporting Person is co-trustee with his spouse and has voting and dispositive power.
F4 The Series C Preferred Stock is convertible on a 1-for-16.8 basis into voting common stock at any time at the holder's election and will convert automatically upon the closing of the Issuer's IPO and has no expiration date.
F5 Fully vested.
F6 This stock option vests over a period of four years, with 1/4th of the shares underlying the option vested on the one-year anniversary of February 16, 2022, the vesting commencement date, and 1/48th of the shares underlying the option vesting on a monthly basis thereafter, subject to the Reporting Person's continued service through each vesting date.
F7 This stock option vests over a period of four years, with 1/4th of the shares underlying the option vested on the one-year anniversary of March 11, 2022, the vesting commencement date, and 1/48th of the shares underlying the option vesting on a monthly basis thereafter, subject to the Reporting Person's continued service through each vesting date.