| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Gates Katherine T | CEO and President, Director | 1011 WARRENVILLE ROAD, STE 600, LISLE | /s/ Sean Leslie | 24 Feb 2026 | 0001656488 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SXC | Common Stock | Options Exercise | +17,878 | +7.2% | 265,079 | 24 Feb 2026 | Direct | F1 | ||
| transaction | SXC | Common Stock | Tax liability | $46,570 | -7,920 | -3% | $5.88 | 257,159 | 24 Feb 2026 | Direct | F2 |
| transaction | SXC | Common Stock | Options Exercise | +38,480 | +15% | 295,639 | 24 Feb 2026 | Direct | F1 | ||
| transaction | SXC | Common Stock | Tax liability | $106,032 | -17,047 | -5.8% | $6.22 | 278,592 | 24 Feb 2026 | Direct | F2 |
| transaction | SXC | Common Stock | Options Exercise | +49,231 | +18% | 327,823 | 23 Feb 2026 | Direct | F1 | ||
| transaction | SXC | Common Stock | Tax liability | $135,857 | -21,842 | -6.7% | $6.22 | 305,981 | 23 Feb 2026 | Direct | F2 |
| transaction | SXC | Common Stock | Other | +10,695 | +3.5% | 316,676 | 24 Feb 2026 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SXC | RSUs (02.23.2023) | Options Exercise | -17,878 | -100% | 0 | 24 Feb 2026 | Common Stock | 17,878 | Direct | F1, F4 | |||
| transaction | SXC | RSUs (02.22.2024) | Options Exercise | -38,480 | -50% | 38,479 | 24 Feb 2026 | Common Stock | 38,480 | Direct | F1, F4 | |||
| transaction | SXC | RSUs (02.21.2025) | Options Exercise | -49,231 | -33% | 98,461 | 23 Feb 2026 | Common Stock | 49,231 | Direct | F1, F4 | |||
| transaction | SXC | RSUs (02.19.2026) | Award | +274,927 | 274,927 | 19 Feb 2026 | Common Stock | 274,927 | Direct | F1, F4 |
| Id | Content |
|---|---|
| F1 | Conversion rate is 1 for 1. |
| F2 | Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| F3 | Represents settlement of Performance Share Unit ("PSU") award granted February 23, 2023 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy statutory tax withholding requirements). |
| F4 | Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date. |