Shannon Buggy - 01 Sep 2023 Form 4 Insider Report for Cronos Group Inc. (CRON)

Signature
/s/ Aaron Werner, as attorney-in-fact for Shannon Buggy
Issuer symbol
CRON
Transactions as of
01 Sep 2023
Transactions value $
-$11,033
Form type
4
Date filed
05 Sep 2023, 18:24
Previous filing
21 Mar 2023
Next filing
05 Mar 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRON COMMON SHARES Options Exercise $0 +17.2K +45.36% $0.00 55K 01 Sep 2023 Direct F1
transaction CRON COMMON SHARES Tax liability -$11K -5.38K -9.78% $2.05 49.7K 01 Sep 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRON RESTRICTED STOCK UNITS Options Exercise $0 -17.2K -13.67% $0.00 108K 01 Sep 2023 COMMON SHARES 17.2K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.
F2 On September 1, 2020, the reporting person was granted 51,526 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.