Xiu Ming Shum - 06 Nov 2021 Form 4 Insider Report for Cronos Group Inc. (CRON)

Role
EVP, Legal and Regulatory Affairs and Corporate Secretary
Signature
/s/ Xiu Ming Shum
Issuer symbol
CRON
Transactions as of
06 Nov 2021
Net transactions value
-$68,790
Form type
4
Filing time
15 Nov 2021, 15:49:21 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRON COMMON SHARES Options Exercise $0 +19,376 $0.000000 19,376 06 Nov 2021 Direct F1
transaction CRON COMMON SHARES Tax liability $68,790 -10,360 -53% $6.64 9,016 06 Nov 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRON RESTRICTED STOCK UNITS Options Exercise $0 -19,376 -33% $0.000000 38,754 06 Nov 2021 COMMON SHARES 19,376 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc. (the "Company").
F2 Price is expressed in Canadian dollars.
F3 The RSUs vest in three substantially equal annual installments beginning November 6, 2021, subject to continued employment through each applicable date.

Remarks:

EVP, Legal and Regulatory Affairs and Corporate Secretary