Shannon Buggy - Sep 1, 2021 Form 4 Insider Report for Cronos Group Inc. (CRON)

Signature
/s/ Eileen Uy, as attorney-in-fact for Shannon Buggy
Stock symbol
CRON
Transactions as of
Sep 1, 2021
Transactions value $
-$35,575
Form type
4
Date filed
9/3/2021, 06:16 PM
Next filing
Mar 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRON COMMON SHARES Options Exercise +17.2K 17.2K Sep 1, 2021 Direct F1
transaction CRON COMMON SHARES Tax liability -$35.6K -5.38K -31.34% $6.61 11.8K Sep 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRON RESTRICTED STOCK UNITS Options Exercise $0 -17.2K -27.05% $0.00 46.3K Sep 1, 2021 COMMON SHARES 17.2K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one common share of Cronos Group Inc.
F2 On September 1, 2020, the reporting person was granted 51,526 RSUs, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.