Sean Crilly - 27 Oct 2021 Form 4 Insider Report for VICOR CORP (VICR)

Role
Corp. VP-Eng., Pwr Syst.
Signature
/s/Richard J. Nagel Jr. Attorney in Fact for Sean Crilly
Issuer symbol
VICR
Transactions as of
27 Oct 2021
Net transactions value
-$690,040
Form type
4
Filing time
28 Oct 2021, 10:21:05 UTC
Previous filing
29 Jun 2021
Next filing
14 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VICR Common Stock Options Exercise $20,950 +2,500 +81% $8.38* 5,581 27 Oct 2021 Direct F1
transaction VICR Common Stock Sale $368,595 -2,500 -45% $147.44 3,081 27 Oct 2021 Direct
transaction VICR Common Stock Options Exercise $26,200 +2,500 +81% $10.48* 5,581 27 Oct 2021 Direct
transaction VICR Common Stock Sale $368,595 -2,500 -45% $147.44 3,081 27 Oct 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VICR Non Qualified Stock Option Options Exercise $0 -2,500 -100% $0.000000* 0 27 Oct 2021 Common Stock 2,500 $8.38 Direct F2
transaction VICR Non Qualified Stock Option Options Exercise $0 -2,500 -100% $0.000000* 0 27 Oct 2021 Common Stock 2,500 $10.48 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 109 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on August 31, 2021.
F2 This stock option is exercisable in full.