Aaron C. von Staats - 15 Nov 2024 Form 4 Insider Report for PTC INC. (PTC)

Role
EVP, GC and Secretary
Signature
/s/Catherine Gorecki by power of attorney filed 06/13/2024
Issuer symbol
PTC
Transactions as of
15 Nov 2024
Net transactions value
-$1,811,745
Form type
4
Filing time
18 Nov 2024, 16:04:14 UTC
Previous filing
14 Nov 2024
Next filing
22 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTC Common Stock Options Exercise $0 +21,639 +157% $0.000000 35,394 15 Nov 2024 Direct
transaction PTC Common Stock Tax liability $1,811,745 -9,535 -27% $190.01 25,859 15 Nov 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PTC Restricted Stock Units Options Exercise $0 -1,331 -100% $0.000000 0 15 Nov 2024 Common Stock 1,331 Direct F2, F3, F9
transaction PTC Restricted Stock Units Options Exercise $0 -6,675 -100% $0.000000 0 15 Nov 2024 Common Stock 6,675 Direct F2, F3, F9
transaction PTC Restricted Stock Units Options Exercise $0 -3,134 -100% $0.000000 0 15 Nov 2024 Common Stock 3,134 Direct F2, F4, F9
transaction PTC Restricted Stock Units Options Exercise $0 -2,021 -56% $0.000000 1,604 15 Nov 2024 Common Stock 2,021 Direct F2, F5, F9
transaction PTC Restricted Stock Units Options Exercise $0 -3,209 -50% $0.000000 3,209 15 Nov 2024 Common Stock 3,209 Direct F2, F6, F9
transaction PTC Restricted Stock Units Options Exercise $0 -2,036 -39% $0.000000 3,232 15 Nov 2024 Common Stock 2,036 Direct F2, F7, F9
transaction PTC Restricted Stock Units Options Exercise $0 -3,233 -33% $0.000000 6,464 15 Nov 2024 Common Stock 3,233 Direct F2, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
F2 Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F3 Performance-based RSUs granted on November 17, 2021 that could be earned for FY24 that were earned and vested on November 15, 2024.
F4 RSUs granted on November 17, 2021 that vested on November 15, 2024.
F5 Performance-based RSUs granted on November 16, 2022 that vest to the extent earned on November 15, 2023, 2024 and 2025.
F6 RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.
F7 Performance-based RSUs granted on November 15, 2023 that vest to the extent earned on November 15, 2024, 2025 and 2026.
F8 RSUs granted on November 15, 2023 that vest in three substantially equal installments on November 15, 2024, 2025 and 2026.
F9 This amount represents the total number of derivative securities beneficially owned of the class shown.