Catherine Kniker - Aug 1, 2024 Form 4 Insider Report for PTC INC. (PTC)

Signature
/s/Catherine Gorecki by power of attorney filed 2/10/2022
Stock symbol
PTC
Transactions as of
Aug 1, 2024
Transactions value $
-$12,172
Form type
4
Date filed
8/2/2024, 04:04 PM
Previous filing
Jun 18, 2024
Next filing
Nov 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTC Common Stock Sale -$517 -3 -0.02% $172.33 14.5K Aug 1, 2024 Direct F1, F2
transaction PTC Common Stock Sale -$2.62K -15 -0.1% $174.59 14.5K Aug 1, 2024 Direct F1, F3
transaction PTC Common Stock Sale -$2.28K -13 -0.09% $175.31 14.5K Aug 1, 2024 Direct F1, F4
transaction PTC Common Stock Sale -$2.47K -14 -0.1% $176.45 14.5K Aug 1, 2024 Direct F1, F5
transaction PTC Common Stock Sale -$2.14K -12 -0.08% $177.98 14.5K Aug 1, 2024 Direct F1, F6
transaction PTC Common Stock Sale -$1.61K -9 -0.06% $178.90 14.5K Aug 1, 2024 Direct F1, F7
transaction PTC Common Stock Sale -$541 -3 -0.02% $180.25 14.5K Aug 1, 2024 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 15, 2023.
F2 Amount reflects 69 shares purchased under the 2016 Employee Stock Purchase Plan for the offering period ending July 31, 2024.
F3 This transaction was executed in multiple trades at prices ranging from $174.025 to $174.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $175.045 to $175.97. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $176.135 to $176.775. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $177.615 to $178.465. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 This transaction was executed in multiple trades at prices ranging from $178.625 to $179.275. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 This transaction was executed in multiple trades at prices ranging from $180.15 to $180.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.