Graeme P. Rein - Jul 1, 2024 Form 4 Insider Report for ISSUER DIRECT CORP (ISDR)

Role
Director
Signature
/s/ Graeme P. Rein
Stock symbol
ISDR
Transactions as of
Jul 1, 2024
Transactions value $
$0
Form type
4
Date filed
7/3/2024, 05:00 PM
Previous filing
Mar 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ISDR Common Stock 203K Jul 1, 2024 Yorkmont Capital Partners, LP F1
holding ISDR Common Stock 58.6K Jul 1, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ISDR Restricted Stock Units Award $0 +3.72K $0.00 3.72K Jul 1, 2024 Common Stock 3.72K $0.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are owned directly by Yorkmont Capital Partners, LP. The Reporting Person is the managing member of Yorkmont Capital Management, LLC, which is the general partner of Yorkmont Capital Partners, LP. Mr. Rein and Yorkmont Capital Management, LLC are indirect beneficial owners of the reported securities.
F2 Includes 3,583 restricted stock units which vested on June 7, 2024 and have been previously reported.
F3 This restricted stock unit vests on the earlier of (i) the date of the Issuer's 2025 annual meeting of stockholders or (ii) June 14, 2025. In the event of a Change in Control (as defined in the Issuer's 2023 Equity Incentive Plan), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.