Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | DAIO | Common Stock | Award | $41.3K | +14.1K | +135.58% | $2.93 | 24.5K | May 16, 2024 | Direct | F1, F2 |
William Wentworth is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | RSU grant, vests over the earlier of 1 year or the next Annual Meeting of Shareholders. |
F2 | FMV price is the average of high low for the day. |
Annual Director RSU Refresh Grant