Mark Anthony Hernandez - 01 Mar 2024 Form 4 Insider Report for EASTERN CO (EML)

Role
Chief Executive Officer, Director
Signature
/s/ Mark Anthony Hernandez
Issuer symbol
EML
Transactions as of
01 Mar 2024
Net transactions value
$0
Form type
4
Filing time
05 Mar 2024, 16:31:39 UTC
Previous filing
16 Nov 2023
Next filing
20 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EML Common Shares Options Exercise $0 +5,000 +27% $0.000000 23,800 01 Mar 2024 Direct F1
transaction EML Common Shares Options Exercise $0 +3,332 +14% $0.000000 27,132 01 Mar 2024 Direct F2
transaction EML Common Shares Award $0 +5,776 +21% $0.000000 32,908 01 Mar 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EML Stock Award Options Exercise $0 -5,000 -20% $0.000000 19,996 01 Mar 2024 Common Stock 5,000 $0.000000 Direct F1
transaction EML Stock Award Options Exercise $0 -3,332 -17% $0.000000 16,664 01 Mar 2024 Common Stock 3,332 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 10, 2023, the reporting person was granted 5,000 shares under The Eastern Company 2020 Executive Stock Incentive Plan that vested on March 1, 2024 due to the reporting person's continued employment at the vesting date.
F2 On April 24, 2023, the reporting person was granted 3,332 shares under The Eastern Company 2020 Executive Stock Incentive Plan that vested on March 1, 2024 due the reporting person's continued employment at the vesting date.
F3 The reporting person received 5,776 shares under The Eastern Company 2020 Executive Stock Incentive Plan based on the company's achievement of certain performance objectives.