John P. Francis - Jan 2, 2024 Form 3 Insider Report for Catheter Precision, Inc. (VTAK)

Role: Director
Signature: /s/ John P. Francis
Stock symbol: VTAK
Transactions as of: Jan 2, 2024
Transactions value $: $0
Form type: 3
Date filed: 1/10/2024, 04:31 PM
Next filing: Jan 10, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	VTAK	Common Stock						2.58K	Jan 2, 2024	Direct
holding	VTAK	Common Stock						36	Jan 2, 2024	By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	VTAK	Series X Convertible Preferred Stock							Jan 2, 2024	Common Stock	11.5K		Direct	F1, F2, F3
holding	VTAK	Warrants (Right to Buy)							Jan 2, 2024	Common Stock	177	$562.50	See Footnote 4	F4
holding	VTAK	Warrants (Right to Buy)							Jan 2, 2024	Common Stock	1.37K	$437.50	See footnote 4	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Security is convertible no earlier than July 9, 2024, subject to satisfaction of specified conditions.
F2	Security has no expiration date.
F3	Security converts at a rate of 1000 shares of common stock per preferred share. Security has no conversion price.
F4	Securities are owned by Catalysis Partners, LLC ("CP"). The reporting person has an investment interest in CP and, together with his spouse, owns a controlling interest in Francis Capital Management, LLC, which also has an investment interest in CP and serves as both its Managing Member and Investment Manager.