Howard Spindel - 05 Jan 2024 Form 4 Insider Report for Pharma-Bio Serv, Inc. (PBSV)

Role
Director
Signature
/s/ Howard Spindel
Issuer symbol
PBSV
Transactions as of
05 Jan 2024
Net transactions value
-$0.08
Form type
4
Filing time
09 Jan 2024, 20:16:44 UTC
Previous filing
11 Jan 2023
Next filing
12 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBSV Common Stock Options Exercise $20,000 +20,000 $1.00 20,000 05 Jan 2024 Direct
transaction PBSV Common Stock Tax liability $20,000 -18,868 -94% $1.06 1,132 05 Jan 2024 Direct F1
transaction PBSV Common Stock Gift $0 -1,132 -100% $0.000000* 0 05 Jan 2024 Direct F2
transaction PBSV Common Stock Gift $0 +1,132 +2.7% $0.000000 42,504 05 Jan 2024 By Spouse F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBSV Stock Option Options Exercise $0 -20,000 -100% $0.000000* 0 05 Jan 2024 Common Stock 20,000 $1.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate amount of shares of Common Stock withheld for a cashless exercise.
F2 This transaction involved a gift of securities by the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
F3 The option vested in two equal installments on July 10, 2019 and July 10, 2020.