Paul A. Lacy - Nov 14, 2023 Form 4 Insider Report for PTC INC. (PTC)

Role
Director
Signature
/s/Catherine Gorecki by power of attorney filed 12/1/2009
Stock symbol
PTC
Transactions as of
Nov 14, 2023
Transactions value $
-$387,503
Form type
4
Date filed
11/16/2023, 04:04 PM
Previous filing
Jul 28, 2023
Next filing
Feb 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTC Common Stock Sale -$388K -2.5K -13.06% $155.00 16.6K Nov 14, 2023 Direct F1, F2
holding PTC Common Stock 42K Nov 14, 2023 By Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on February 22, 2023.
F2 This transaction was executed in multiple trades at prices ranging from $155.00 to $155.045. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.