Lyle Berman - Sep 6, 2023 Form 4 Insider Report for Mill City Ventures III, Ltd (MCVT)

Role
Director
Signature
/s/ Lyle Berman
Stock symbol
MCVT
Transactions as of
Sep 6, 2023
Transactions value $
$212,000
Form type
4
Date filed
9/8/2023, 01:04 PM
Previous filing
Aug 29, 2023
Next filing
Feb 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCVT Common Stock Options Exercise $212K +100K +46.39% $2.12 316K Sep 6, 2023 Direct
holding MCVT Common Stock 216K Sep 6, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCVT Non-qualified stock options Options Exercise $0 +100K $0.00* 0 Sep 6, 2023 Common Stock 100K $2.12 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

This filing relates only to the exercise of options to purchase common stock by the reporting person. No shares were sold by the reporting person.