Laurence S. Zipkin - Aug 31, 2023 Form 4 Insider Report for Mill City Ventures III, Ltd (MCVT)

Role
Director
Signature
/s/ Laurence S. Zipkin
Stock symbol
MCVT
Transactions as of
Aug 31, 2023
Transactions value $
$212,000
Form type
4
Date filed
9/1/2023, 02:08 PM
Previous filing
Dec 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCVT Common Stock Options Exercise $212K +100K +176.18% $2.12 157K Aug 31, 2023 Direct
holding MCVT Common Shares 56.8K Aug 31, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCVT Non-qualified stock options Options Exercise $0 -100K -100% $0.00* 0 Aug 31, 2023 Common Stock 100K $2.12 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

This filing relates only to the exercise of options to purchase common stock by the reporting person. No shares were sold by the reporting person.