Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GRAMF | Common Shares | Disposed to Issuer | -34K | -100% | 0 | Jul 7, 2023 | Direct | F1 | ||
transaction | GRAMF | Common Shares | Disposed to Issuer | -4.09M | -100% | 0 | Jul 7, 2023 | See Footnote | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GRAMF | Restricted Stock Units | Disposed to Issuer | $0 | -72.6K | -100% | $0.00* | 0 | Jul 7, 2023 | Common Shares | 72.6K | Direct | F3 |
Albert Foreman is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | Represents the disposition of Common Shares in connection with the business combination (the "Business Combination") involving the Issuer, Gold Flora, LLC ("Gold Flora"), Stately Capital Corporation ("Stately"), Gold Flora Corporation ("Newco") and Golden Grizzly Bear LLC ("US Merger Sub") in accordance with the terms and conditions of a business combination agreement entered into among TPCO, Gold Flora, Stately, Newco and US Merger Sub dated February 21, 2023 and an agreement and plan of merger entered into by Newco, US Merger Sub and Gold Flora dated February 21, 2023. As part of the Business Combination, the Issuer, Stately and Newco amalgamated to form a new corporation (the "Resulting Issuer"), the Common Shares of the Issuer were exchanged on a one-for-one basis for common shares of the Resulting Issuer, and the Resulting Issuer continued from British Columbia into the State of Delaware under the name "Gold Flora Corporation". |
F2 | Represents the disposition of Common Shares held by affiliates of Tuatara Capital LP ("Tuatara") in connection with the Business Combination. Mr. Foreman is a Managing Partner and the Chief Investment Officer of Tuatara and shares voting and dispositive power of these Common Shares with two other persons. Mr. Foreman disclaims beneficial ownership over these shares, except to the extent of his pecuniary interest. |
F3 | Represents the disposition of Restricted Stock Units ("RSUs") held by the reporting person in connection with the Business Combination. RSUs convert into Common Shares on a one-for-one basis. In connection with the Business Combination, these RSUs will be exchanged for on a one-for-one basis for restricted stock units of the Resulting Issuer. |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).