Daniel Neukomm - 30 Jun 2023 Form 4 Insider Report for TPCO Holding Corp. (GRAM)

Role: Director
Signature: /s/ Daniel Neukomm
Issuer symbol: GRAM
Transactions as of: 30 Jun 2023
Net transactions value: $0
Form type: 4
Filing time: 05 Jul 2023, 18:17:42 UTC
Previous filing: 02 Jun 2023
Next filing: 10 Jul 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GRAMF	Common Shares	Options Exercise		+33,000	+233%		47,158	30 Jun 2023	Direct	F1
transaction	GRAMF	Common Shares	Options Exercise		+506	+1.1%		47,664	01 Jul 2023	Direct	F1
holding	GRAMF	Common Shares						9,469,699	30 Jun 2023	See Footnote	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GRAMF	Restricted Stock Units	Options Exercise	$0	-33,000	-31%	$0.000000	73,068	30 Jun 2023	Common Shares	33,000		Direct	F1, F3
transaction	GRAMF	Restricted Stock Units	Options Exercise	$0	-506	-0.69%	$0.000000	72,562	01 Jul 2023	Common Shares	506		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
F2	These shares are held by GRHP Investments, LLC. Mr. Neukomm's wife has a minority interest in GRHP Investments, LLC. Mr. Neukomm disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.
F3	On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments.
F4	On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.