| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | ISDR | Common Stock | 185,000 | 07 Jun 2023 | YorkmontCapital Partners, LP | F1 | |||||
| holding | ISDR | Common Stock | 55,041 | 07 Jun 2023 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ISDR | Restricted Stock Units | Award | $0 | +3,583 | $0.000000 | 3,583 | 07 Jun 2023 | Common Stock | 3,583 | $0.000000 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | These shares are owned directly by Yorkmont Capital Partners, LP. The Reporting Person is the managing member of Yorkmont Capital Management, LLC, which is the general partner of Yorkmont Capital Partners, LP. Mr. Rein and Yorkmont Capital Management, LLC are indirect beneficial owners of the reported securities. |
| F2 | Includes 2,488 restricted stock units which vested on June 8, 2023 and have been previously reported. |
| F3 | This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 7, 2024. In the event of a Change in Control (as defined in the Issuer's 2023 Equity Incentive Plan), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date. |