Jonathan Carroll - May 26, 2023 Form 4 Insider Report for BLUE DOLPHIN ENERGY CO (BDCO)

Role
CEO & President, Director, 10%+ Owner
Signature
/s/ Jonathan Carroll
Stock symbol
BDCO
Transactions as of
May 26, 2023
Transactions value $
$44,685
Form type
4
Date filed
6/1/2023, 07:20 PM
Previous filing
Apr 10, 2023
Next filing
Aug 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BDCO Common Stock Purchase $6.77K +2K +0.05% $3.39 3.93M May 26, 2023 Direct F1
transaction BDCO Common Stock Purchase $3.5K +1.03K +0.03% $3.39 3.93M May 26, 2023 Direct F1
transaction BDCO Common Stock Purchase $2.05K +668 +0.02% $3.07 3.94M May 26, 2023 Direct F1
transaction BDCO Common Stock Purchase $2.85K +1K +0.03% $2.85 3.94M May 26, 2023 Direct F1
transaction BDCO Common Stock Purchase $4.38K +1.5K +0.04% $2.92 3.94M May 26, 2023 Direct F1
transaction BDCO Common Stock Purchase $7.49K +2.5K +0.06% $3.00 3.94M May 26, 2023 Direct F1
transaction BDCO Common Stock Purchase $315 +100 +0% $3.15 3.94M May 30, 2023 Direct F1
transaction BDCO Common Stock Purchase $315 +100 +0% $3.15 3.94M May 30, 2023 Direct F1
transaction BDCO Common Stock Purchase $327 +100 +0% $3.27 3.94M May 30, 2023 Direct F1
transaction BDCO Common Stock Purchase $327 +100 +0% $3.27 3.94M May 30, 2023 Direct F1
transaction BDCO Common Stock Purchase $340 +100 +0% $3.40 3.94M May 30, 2023 Direct F1
transaction BDCO Common Stock Purchase $340 +100 +0% $3.40 3.94M May 30, 2023 Direct F1
transaction BDCO Common Stock Purchase $340 +100 +0% $3.40 3.94M May 30, 2023 Direct F1
transaction BDCO Common Stock Purchase $340 +100 +0% $3.40 3.94M May 30, 2023 Direct F1
transaction BDCO Common Stock Purchase $340 +100 +0% $3.40 3.94M May 30, 2023 Direct F1
transaction BDCO Common Stock Purchase $340 +100 +0% $3.40 3.94M May 30, 2023 Direct F1
transaction BDCO Common Stock Purchase $355 +100 +0% $3.55 3.94M May 30, 2023 Direct F1
transaction BDCO Common Stock Purchase $1.08K +300 +0.01% $3.60 3.94M May 30, 2023 Direct F1
transaction BDCO Common Stock Purchase $12.9K +3.6K +0.09% $3.58 3.95M May 30, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC.