Jonathan P. Carroll - 26 May 2023 Form 4 Insider Report for BLUE DOLPHIN ENERGY CO (BDCO)

Role
CEO & President, Director, 10%+ Owner
Signature
/s/ Jonathan Carroll
Issuer symbol
BDCO
Transactions as of
26 May 2023
Net transactions value
+$44,685
Form type
4
Filing time
01 Jun 2023, 19:20:11 UTC
Previous filing
10 Apr 2023
Next filing
21 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BDCO Common Stock Purchase $6,770 +2,000 +0.05% $3.38 3,933,298 26 May 2023 Direct F1
transaction BDCO Common Stock Purchase $3,500 +1,034 +0.03% $3.38 3,934,332 26 May 2023 Direct F1
transaction BDCO Common Stock Purchase $2,051 +668 +0.02% $3.07 3,935,000 26 May 2023 Direct F1
transaction BDCO Common Stock Purchase $2,850 +1,000 +0.03% $2.85 3,936,000 26 May 2023 Direct F1
transaction BDCO Common Stock Purchase $4,380 +1,500 +0.04% $2.92 3,937,500 26 May 2023 Direct F1
transaction BDCO Common Stock Purchase $7,488 +2,500 +0.06% $3.00 3,940,000 26 May 2023 Direct F1
transaction BDCO Common Stock Purchase $315 +100 +0% $3.15 3,940,100 30 May 2023 Direct F1
transaction BDCO Common Stock Purchase $315 +100 +0% $3.15 3,940,200 30 May 2023 Direct F1
transaction BDCO Common Stock Purchase $327 +100 +0% $3.27 3,940,300 30 May 2023 Direct F1
transaction BDCO Common Stock Purchase $327 +100 +0% $3.27 3,940,400 30 May 2023 Direct F1
transaction BDCO Common Stock Purchase $340 +100 +0% $3.40 3,940,500 30 May 2023 Direct F1
transaction BDCO Common Stock Purchase $340 +100 +0% $3.40 3,940,600 30 May 2023 Direct F1
transaction BDCO Common Stock Purchase $340 +100 +0% $3.40 3,940,700 30 May 2023 Direct F1
transaction BDCO Common Stock Purchase $340 +100 +0% $3.40 3,940,800 30 May 2023 Direct F1
transaction BDCO Common Stock Purchase $340 +100 +0% $3.40 3,940,900 30 May 2023 Direct F1
transaction BDCO Common Stock Purchase $340 +100 +0% $3.40 3,941,000 30 May 2023 Direct F1
transaction BDCO Common Stock Purchase $355 +100 +0% $3.55 3,941,100 30 May 2023 Direct F1
transaction BDCO Common Stock Purchase $1,080 +300 +0.01% $3.60 3,941,400 30 May 2023 Direct F1
transaction BDCO Common Stock Purchase $12,888 +3,600 +0.09% $3.58 3,945,000 30 May 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC.