Kirk Michel - Mar 24, 2023 Form 4 Insider Report for Pharma-Bio Serv, Inc. (PBSV)

Role
Chairman, Director
Signature
/s/ Kirk Michel
Stock symbol
PBSV
Transactions as of
Mar 24, 2023
Transactions value $
$0
Form type
4
Date filed
3/28/2023, 07:29 PM
Previous filing
Jan 11, 2023
Next filing
Jan 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBSV Common Stock Options Exercise $20K +20K +57.08% $1.00 55K Mar 24, 2023 Direct
transaction PBSV Common Stock Tax liability -$20K -17.1K -31.06% $1.17 37.9K Mar 24, 2023 Direct F1
holding PBSV Common Stock 341K Mar 24, 2023 By Kema Advisors, Inc. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBSV Stock Option Options Exercise $0 -20K -100% $0.00* 0 Mar 24, 2023 Common stock 20K $1.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate amount of shares of Common Stock withheld for a cashless exercise.
F2 The reporting person is the sole shareholder of this entity.
F3 The option vested in two equal installments on July 10, 2019 and July 10, 2020.