Kirk Wheeler Michel - 24 Mar 2023 Form 4 Insider Report for Pharma-Bio Serv, Inc. (PBSV)

Role
Chairman, Director
Signature
/s/ Kirk Michel
Issuer symbol
PBSV
Transactions as of
24 Mar 2023
Net transactions value
+$0.02
Form type
4
Filing time
28 Mar 2023, 19:29:48 UTC
Previous filing
11 Jan 2023
Next filing
09 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBSV Common Stock Options Exercise $20,000 +20,000 +57% $1.00 55,036 24 Mar 2023 Direct
transaction PBSV Common Stock Tax liability $20,000 -17,094 -31% $1.17 37,942 24 Mar 2023 Direct F1
holding PBSV Common Stock 340,706 24 Mar 2023 By Kema Advisors, Inc. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBSV Stock Option Options Exercise $0 -20,000 -100% $0.000000* 0 24 Mar 2023 Common stock 20,000 $1.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate amount of shares of Common Stock withheld for a cashless exercise.
F2 The reporting person is the sole shareholder of this entity.
F3 The option vested in two equal installments on July 10, 2019 and July 10, 2020.