Dov Perlysky - 24 Mar 2023 Form 4 Insider Report for Pharma-Bio Serv, Inc. (PBSV)

Role
Director
Signature
/s/ Dov Perlysky
Issuer symbol
PBSV
Transactions as of
24 Mar 2023
Net transactions value
+$0.55
Form type
4
Filing time
28 Mar 2023, 19:23:34 UTC
Previous filing
11 Jan 2023
Next filing
12 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBSV Common Stock Options Exercise $20,000 +20,000 +45% $1.00 64,288 24 Mar 2023 Direct
transaction PBSV Common Stock Tax liability $20,000 -17,094 -27% $1.17 47,194 24 Mar 2023 Direct F1
transaction PBSV Common Stock Options Exercise $15,200 +20,000 +42% $0.7600 67,194 24 Mar 2023 Direct
transaction PBSV Common Stock Tax liability $15,199 -12,991 -19% $1.17 54,203 24 Mar 2023 Direct F1
holding PBSV Common Stock 1,164,554 24 Mar 2023 Managing Member F2
holding PBSV Common Stock 772,791 24 Mar 2023 By Spouse F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBSV Stock Option Options Exercise $0 -20,000 -100% $0.000000* 0 24 Mar 2023 Common Stock 20,000 $1.00 Direct F4
transaction PBSV Stock Option Options Exercise $0 -20,000 -100% $0.000000* 0 24 Mar 2023 Common Stock 20,000 $0.7600 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate amount of shares of Common Stock withheld for a cashless exercise.
F2 The Reporting Person is the Managing Member of Krovim LLC, which owns the 1,164,554 shares of common stock reported herein.
F3 The Reporting Person's wife is the Managing Member of LDP Family Partnership, which owns the 772,791 shares of common stock, of which the Reporting Person disclaims beneficial ownership.
F4 The option vested in two equal installments on July 10, 2019 and July 10, 2020.
F5 The option vested in two equal installments on July 10, 2020 and July 10, 2021.