Dov Perlysky - Mar 24, 2023 Form 4 Insider Report for Pharma-Bio Serv, Inc. (PBSV)

Role
Director
Signature
/s/ Dov Perlysky
Stock symbol
PBSV
Transactions as of
Mar 24, 2023
Transactions value $
$1
Form type
4
Date filed
3/28/2023, 07:23 PM
Previous filing
Jan 11, 2023
Next filing
Jan 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBSV Common Stock Options Exercise $20K +20K +45.16% $1.00 64.3K Mar 24, 2023 Direct
transaction PBSV Common Stock Tax liability -$20K -17.1K -26.59% $1.17 47.2K Mar 24, 2023 Direct F1
transaction PBSV Common Stock Options Exercise $15.2K +20K +42.38% $0.76 67.2K Mar 24, 2023 Direct
transaction PBSV Common Stock Tax liability -$15.2K -13K -19.33% $1.17 54.2K Mar 24, 2023 Direct F1
holding PBSV Common Stock 1.16M Mar 24, 2023 Managing Member F2
holding PBSV Common Stock 773K Mar 24, 2023 By Spouse F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBSV Stock Option Options Exercise $0 -20K -100% $0.00* 0 Mar 24, 2023 Common Stock 20K $1.00 Direct F4
transaction PBSV Stock Option Options Exercise $0 -20K -100% $0.00* 0 Mar 24, 2023 Common Stock 20K $0.76 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate amount of shares of Common Stock withheld for a cashless exercise.
F2 The Reporting Person is the Managing Member of Krovim LLC, which owns the 1,164,554 shares of common stock reported herein.
F3 The Reporting Person's wife is the Managing Member of LDP Family Partnership, which owns the 772,791 shares of common stock, of which the Reporting Person disclaims beneficial ownership.
F4 The option vested in two equal installments on July 10, 2019 and July 10, 2020.
F5 The option vested in two equal installments on July 10, 2020 and July 10, 2021.