August M. Vlak - 31 Dec 2022 Form 5 Insider Report for EASTERN CO (EML)

Role
President & CEO, Director
Signature
/s/August M. Vlak
Issuer symbol
EML
Transactions as of
31 Dec 2022
Net transactions value
+$18,766
Form type
5
Filing time
30 Jan 2023, 14:48:01 UTC
Previous filing
20 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EML Class A Common Stock Small acquisition under Rule 16a-6 $1,167 +44 +0.19% $26.53 23,531 19 Jan 2022 Direct F1
transaction EML Class A Common Stock Small acquisition under Rule 16a-6 $927 +36 +0.15% $25.76 23,567 09 Feb 2022 Direct F1
transaction EML Class A Common Stock Small acquisition under Rule 16a-6 $930 +38 +0.16% $24.47 23,605 07 Mar 2022 Direct F1
transaction EML Class A Common Stock Purchase $658 +27 +0.11% $24.38 23,632 15 Mar 2022 Direct F2
transaction EML Class A Common Stock Purchase $1,734 +72 +0.3% $24.08 23,704 15 Mar 2022 Direct F2
transaction EML Class A Common Stock Small acquisition under Rule 16a-6 $1,147 +49 +0.21% $23.40 23,753 20 Apr 2022 Direct F1
transaction EML Class A Common Stock Small acquisition under Rule 16a-6 $913 +39 +0.16% $23.41 23,792 06 May 2022 Direct F1
transaction EML Class A Common Stock Small acquisition under Rule 16a-6 $924 +43 +0.18% $21.49 23,835 07 Jun 2022 Direct F1
transaction EML Class A Common Stock Purchase $683 +33 +0.14% $20.69 23,867 15 Jun 2022 Direct F2
transaction EML Class A Common Stock Purchase $1,743 +87 +0.36% $20.04 23,954 15 Jun 2022 Direct F2
transaction EML Class A Common Stock Small acquisition under Rule 16a-6 $1,159 +55 +0.23% $21.08 24,009 12 Jul 2022 Direct F1
transaction EML Class A Common Stock Small acquisition under Rule 16a-6 $924 +43 +0.18% $21.49 24,052 05 Aug 2022 Direct F1
transaction EML Class A Common Stock Small acquisition under Rule 16a-6 $931 +48 +0.2% $19.39 24,100 13 Sep 2022 Direct F1
transaction EML Class A Common Stock Purchase $690 +36 +0.15% $19.16 24,136 15 Sep 2022 Direct F2
transaction EML Class A Common Stock Purchase $1,758 +93 +0.39% $18.90 24,229 15 Sep 2022 Direct F2
transaction EML Class A Common Stock Purchase $700 +33 +0.14% $21.22 24,262 15 Dec 2022 Direct F2
transaction EML Class A Common Stock Purchase $1,777 +84 +0.35% $21.16 24,346 15 Dec 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EML Stock Appreciation Rights Award $0 +12,000 +60% $0.000000 32,000 02 Mar 2022 Common Stock 12,000 $26.30 Direct F3
transaction EML Stock Award Award $0 +3,978 +12% $0.000000 35,978 15 Mar 2022 Common Stock 3,978 $0.000000 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.
F2 Represents shares acquired by the reporting person through the reinvestment of dividends under the The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.
F3 The reporting person was granted 12,000 stock appreciation rights (SARs) in 2019 that became exercisable upon satisfaction of performance requirements in 2022.
F4 The reporting person was granted 3,978 shares that vest on 3/1/2025, subject to employment at the vesting date.