Toronto Dominion Investments, Inc. - Dec 20, 2022 Form 4 Insider Report for Delaware Investments National Municipal Income Fund (VFL)

Role
10%+ Owner
Signature
/s/ Christina Petrou on behalf of Toronto Dominion Investments, Inc.
Stock symbol
VFL
Transactions as of
Dec 20, 2022
Transactions value $
$0
Form type
4
Date filed
12/22/2022, 02:51 PM
Previous filing
Jul 5, 2022
Next filing
Jul 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VFL Muni-MultiMode Preferred Shares Other -360 -26.67% 990 Dec 20, 2022 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The 360 Muni-MultiMode Preferred Shares reported as disposed of in Table I represent Muni-MultiMode Preferred Shares of the Issuer (the "MMP Shares") that were beneficially owned by Toronto Dominion Investments, Inc. ("TDI"). The MMP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,029.7351667 per share (which includes a liquidation preference of $100,000 per share and accrued dividends of $29.7351667 per share). TDI is a wholly owned indirect subsidiary of The Toronto-Dominion Bank ("TD Bank").
F2 This statement is jointly filed by TD Bank, TDI, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The MMP Shares are owned directly by TDI. Toronto Dominion Holdings (U.S.A.), Inc. ("TDH") is the sole owner of TDI and TD Group US Holdings LLC ("TD GUS") is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the MMP Shares by virtue of their ownership of TDI.
F3 Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Remarks:

Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information