Daniel Neukomm - 01 Dec 2022 Form 4 Insider Report for TPCO Holding Corp. (GRAMF)

Role: Director
Signature: /s/ Daniel Neukomm
Issuer symbol: GRAMF
Transactions as of: 01 Dec 2022
Net transactions value: $0
Form type: 4
Filing time: 05 Dec 2022, 15:16:23 UTC
Previous filing: 03 Nov 2022
Next filing: 04 Jan 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GRAMF	Common Shares	Options Exercise		+505	+4.8%		11,124	01 Dec 2022	Direct	F1
holding	GRAMF	Common Shares						9,469,699	01 Dec 2022	See Footnote	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GRAMF	Restricted Stock Units	Options Exercise	$0	-505	-0.46%	$0.000000	109,102	01 Dec 2022	Common Shares	505		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
F2	These shares are held by GRHP Investments, LLC Mr. Neukomm's wife has a minority interest in GRHP Investments, LLC. Mr. Neukomm disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.
F3	On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.