Catherine Kniker - Nov 16, 2022 Form 4 Insider Report for PTC INC. (PTC)

Role
Chief Strategy Officer
Signature
/s/Catherine Gorecki by power of attorney filed 2/10/2022
Stock symbol
PTC
Transactions as of
Nov 16, 2022
Transactions value $
-$340,527
Form type
4
Date filed
11/17/2022, 05:08 PM
Previous filing
Nov 17, 2022
Next filing
Feb 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTC Common Stock Sale -$341K -2.61K -19.96% $130.42 10.5K Nov 16, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PTC Restricted Stock Units Award $0 +3.85K $0.00 3.85K Nov 16, 2022 Common Stock 3.85K Direct F2, F3, F6
transaction PTC Restricted Stock Units Award $0 +3.85K $0.00 3.85K Nov 16, 2022 Common Stock 3.85K Direct F2, F4, F6
transaction PTC Restricted Stock Units Award $0 +7.7K $0.00 7.7K Nov 16, 2022 Common Stock 7.7K Direct F2, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a pre-established 10b5-1(c) trading plan.
F2 Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F3 Performance based RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.
F4 Performance based RSUs granted on November 16, 2022 that vest in one installment on November 15, 2025.
F5 RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.
F6 This amount represents the total number of derivative securities beneficially owned of the class shown.