Craig Harper-Denson - 15 Nov 2022 Form 4 Insider Report for Charge Enterprises, Inc.

Role: COO & CCO, Director
Signature: /s/ JAMIE YUNG, Attorney-in-Fact
Issuer symbol: N/A
Transactions as of: 15 Nov 2022
Net transactions value: -$18,017
Form type: 4
Filing time: 17 Nov 2022, 15:13:02 UTC
Previous filing: 09 Nov 2022
Next filing: 28 Nov 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CRGE	Common Stock, par value $0.0001	Options Exercise	$4,125	+7,500		$0.5500	7,500	15 Nov 2022	By spouse
transaction	CRGE	Common Stock, par value $0.0001	Gift	$0	-7,500	-50%	$0.000000	7,500	15 Nov 2022	By spouse	F1
transaction	CRGE	Common Stock, par value $0.0001	Gift	$0	+7,500		$0.000000	7,500	15 Nov 2022	Direct	F1
transaction	CRGE	Common Stock, par value $0.0001	Sale	$20,700	-7,500	-100%	$2.76	0	15 Nov 2022	Direct	F1
transaction	CRGE	Common Stock, par value $0.0001	Options Exercise	$385	+700		$0.5500	700	16 Nov 2022	By spouse
transaction	CRGE	Common Stock, par value $0.0001	Gift	$0	-700	-50%	$0.000000	700	16 Nov 2022	By spouse	F2
transaction	CRGE	Common Stock, par value $0.0001	Gift	$0	+700		$0.000000	700	16 Nov 2022	Direct	F2
transaction	CRGE	Common Stock, par value $0.0001	Sale	$1,827	-700	-100%	$2.61	0	16 Nov 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CRGE	Options, right to buy	Options Exercise	$0	-7,500	-0.08%	$0.000000	9,630,541	15 Nov 2022	Common Stock	7,500	$0.5500	By spouse	F3
transaction	CRGE	Options, right to buy	Options Exercise	$0	-700	-0.01%	$0.000000	9,629,841	16 Nov 2022	Common Stock	700	$0.5500	By spouse	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.70 to $2.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing range. The shares issued upon exercise of the option were gifted to the Reporting Person by Reporting Person's spouse and Reporting Person, as direct owner, disposed of the shares. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 1, 2022, modified on August 29, 2022.
F2	The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing range. The shares issued upon exercise of the option were gifted to the Reporting Person by Reporting Person's spouse and Reporting Person, as direct owner, disposed of the shares. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 1, 2022, modified on August 29, 2022.
F3	On November 1, 2020, the Reporting Person's spouse was issued a ten-year option to purchase 10,500,000 shares of common stock. The vesting schedule for the remaining shares issuable upon exercise is: (i) 4,379,841 shares, which vested on November 1, 2021; (ii) 2,625,000 shares which vested on November 1, 2022; and (iii) 2,625,000 shares will vest on November 1, 2023.