Albert Foreman - Nov 1, 2022 Form 4 Insider Report for TPCO Holding Corp. (GRAMF)

Role
Director
Signature
/s/ Emily Jennings, Attorney-in-fact
Stock symbol
GRAMF
Transactions as of
Nov 1, 2022
Transactions value $
$0
Form type
4
Date filed
11/3/2022, 04:07 PM
Previous filing
Oct 4, 2022
Next filing
Dec 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GRAMF Common Shares Options Exercise +506 +5% 10.6K Nov 1, 2022 Direct F1
holding GRAMF Common Shares 4.07M Nov 1, 2022 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GRAMF Restricted Stock Units Options Exercise $0 -506 -0.46% $0.00 110K Nov 1, 2022 Common Shares 506 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs")convert into Common Shares on a one-for-one basis.
F2 Represents Common Shares held by affiliates of Tuatara Capital. Mr. Foreman is a Managing Partner and the Chief Investment Officer of Tuatara Capital and shares voting and dispositive power of these Common Shares with two other persons. Mr. Foreman disclaims beneficial ownership over these shares, except to the extent of his pecuniary interest.
F3 On June 1, 2021, the reporting person was granted 20,226RSU's,25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginningon the first day of the first month following the Initial Vesting Period.