| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | VFL | Muni-MultiMode Preferred Shares | Other | -1.05K | -43.75% | 1.35K | Feb 11, 2022 | Direct | F1, F2, F3 |
Toronto Dominion Investments, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | In connection with the reorganization of Delaware Investments Minnesota Municipal Income Fund II, Inc. ("VMM") and Delaware Investments Colorado Municipal Income Fund, Inc. ("VCF") into the Issuer, 750 shares of Muni-MultiMode Preferred Shares ("MMP Shares") of VMM and 300 MMP Shares of VCF beneficially owned by Toronto Dominion Investments, Inc. ("TDI") were exchanged for an equal number of MMP Shares of the Issuer in a cashless transaction. In addition to the MMP Shares of VMM and VCF that were exchanged for an equal number of MMP Shares of the Issuer, 300 MMP Shares of the Issuer were previously owned by TDI and reported on that certain Form 3 dated as of May 3, 2022 and filed on May 6, 2019, which form is updated by the filing of this Form 4. TDI is a wholly owned indirect subsidiary of The Toronto-Dominion Bank ("TD Bank"). |
| F2 | This statement is jointly filed by TD Bank, TDI, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The MMP Shares are owned directly by TDI. Toronto Dominion Holdings (U.S.A.), Inc. ("TDH") is the sole owner of TDI and TD Group US Holdings LLC ("TD GUS") is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the MMP Shares by virtue of their ownership of TDI. |
| F3 | Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information