Toronto Dominion Investments, Inc. - Feb 11, 2022 Form 4 Insider Report for DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC (VMM)

Role
10%+ Owner
Signature
/s/ Christina Petrou on behalf of Toronto Dominion Investments, Inc.
Stock symbol
VMM
Transactions as of
Feb 11, 2022
Transactions value $
$0
Form type
4
Date filed
8/19/2022, 03:26 PM
Previous filing
Jul 21, 2022
Next filing
Jun 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VMM Muni-MultiMode Preferred Shares Other -750 -100% 0 Feb 11, 2022 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Toronto Dominion Investments, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The 750 Muni-MultiMode Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by Toronto Dominion Investments, Inc. ("TDI"). In connection with the reorganization of the Issuer into Delaware Investments National Municipal Income Fund ("VFL"), the Shares were exchanged for an equal number of preferred shares of VFL in a cashless transaction. TDI is a wholly owned indirect subsidiary of The Toronto-Dominion Bank ("TD Bank").
F2 This statement is jointly filed by TD Bank, TDI, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The Shares were owned directly by TDI. Toronto Dominion Holdings (U.S.A.), Inc. ("TDH") is the sole owner of TDI and TD Group US Holdings LLC ("TD GUS") is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS held an indirect interest in the Shares by virtue of their ownership of TDI.
F3 Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Remarks:

Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information