Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | MYN | MuniFund Preferred Shares | Sale | -1.38K | -100% | 0 | Jun 22, 2022 | Direct | F1, F2, F3 |
Td Securities (Usa) Llc is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | The 1,377 MuniFund Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by TD Securities (USA) LLC ("TDS"). The Shares were disposed of as a result of a sale of such shares by TDS in an open market transaction for a sales price of $100,000 per share. The 1,377 shares reported as disposed of in Table I represent shares that were beneficially owned by TDS. TDS is a wholly owned subsidiary of The Toronto-Dominion Bank ("TD Bank"). |
F2 | This statement is jointly filed by TD Bank, TDS, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The Shares were owned directly by TDS. TDH is the sole owner of TDS and TD GUS is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the Shares by virtue of their ownership of TDS. |
F3 | Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information