James M. Vanderhider - Jun 13, 2022 Form 3 Insider Report for 374Water Inc. (SCWO)

Role
Director
Signature
/s/ James M. Vanderhider
Stock symbol
SCWO
Transactions as of
Jun 13, 2022
Transactions value $
$0
Form type
3
Date filed
6/23/2022, 05:48 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SCWO Common Stock 1.17M Jun 13, 2022 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SCWO Warrant to Purchase Common Stock Jun 13, 2022 Common Stock 35K $2.50 See Footnote F1, F2
holding SCWO Option to Purchase Common Stock Jun 13, 2022 Common Stock 20K $3.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All 1,170,000 shares and the warrant to purchase 35,000 shares are owned and held by Aspen View LP. The Reporting Person has sole voting and dispositive power over the securities held by Aspen View LP.
F2 This warrant was issued on December 17, 2021 in connection with a private placement of the Issuer in which the Reporting Person participated. This warrant Is currently exercisable and expires on December 17, 2024.
F3 This option to purchase common stock was granted on June 13, 2022 and vests in four equal quarterly share installments. Reporting Person must be a member of the Board of Directors of the Issuer as of each vesting date. This option expires on June 12, 2032.