AINOS INC - 17 Mar 2022 Form 4 Insider Report for Ainos, Inc. (AIMD)

Role
10%+ Owner
Signature
/s/ John Junyong Lee POA for Chun-Hsien Tsai, Chief Executive Officer
Issuer symbol
AIMD
Transactions as of
17 Mar 2022
Net transactions value
$0
Form type
4
Filing time
06 May 2022, 15:35:29 UTC
Previous filing
29 Dec 2021
Next filing
11 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AIMD COMMON STOCK 69,970,571 17 Mar 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AIMD Convertible Notes Expiration (or cancellation) of long derivative position with value received -3,000,000 -100% 0 17 Mar 2022 Common Stock 15,000,000 $0.2000 Direct F1, F2
transaction AIMD Convertible Notes Purchase +3,000,000 3,000,000 17 Mar 2022 Common Stock 15,000,000 $0.2000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Promissory Notes in the aggregate principal amount of $3,000,000 acquired from April 27, 2021 through December 29, 2021 with maturity dates ranging from October 27, 2021 through June 29, 2022.
F2 The two transactions reported in Table II above involved the amendment of the outstanding convertible notes to extend the expiration date to February 28, 2023. The amendment is reported above as the cancellation of the old convertible notes and the acquisition of the new ones.