Catherine Kniker - Feb 15, 2022 Form 4 Insider Report for PTC INC. (PTC)

Role
Chief Strategy Officer
Signature
/s/Catherine Gorecki by power of attorney filed 02/10/2022
Stock symbol
PTC
Transactions as of
Feb 15, 2022
Transactions value $
-$69,052
Form type
4
Date filed
3/3/2022, 08:44 PM
Previous filing
Mar 3, 2022
Next filing
Jun 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTC Common Stock Options Exercise $0 +10 +0.18% $0.00 5.61K Feb 15, 2022 Direct
transaction PTC Common Stock Tax liability -$453 -4 -0.07% $113.20 5.61K Feb 15, 2022 Direct F1
transaction PTC Common Stock Options Exercise $0 +1.94K +34.52% $0.00 7.55K Feb 15, 2022 Direct
transaction PTC Common Stock Tax liability -$68.6K -606 -8.03% $113.20 6.94K Feb 15, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PTC Restricted Stock Units Options Exercise $0 -10 -100% $0.00* 0 Feb 15, 2022 Common Stock 10 Direct F2, F3
transaction PTC Restricted Stock Units Options Exercise $0 -1.94K -50% $0.00 1.94K Feb 15, 2022 Common Stock 1.94K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
F2 Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F3 RSUs granted on February 15, 2019 that vested in three substantially equal installments on February 15, 2020, 2021 and 2022.
F4 RSUs granted on February 11, 2020 that vest in three substantially equal installments on February 15, 2021, 2022 and 2023.