Blake D. Moret - 31 Jan 2022 Form 4 Insider Report for PTC INC. (PTC)

Role
Director
Signature
/s/Catherine Gorecki by power of attorney filed 6/19/2018
Issuer symbol
PTC
Transactions as of
31 Jan 2022
Transactions value $
$0
Form type
4
Filing time
01 Feb 2022, 15:03:30 UTC
Previous filing
14 Dec 2021
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTC Common Stock Options Exercise $0 +1.73K +15.56% $0.00 12.8K 31 Jan 2022 Direct
holding PTC Common Stock 10.6M 31 Jan 2022 By Rockwell Automation F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PTC Restricted Stock Units Options Exercise $0 -1.73K -100% $0.00* 0 31 Jan 2022 Common Stock 1.73K Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.
F2 Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F3 Time-based restricted stock units that vested on January 31, 2022.
F4 This amount represents the total number of derivative securities beneficially owned of the class shown.