| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PTC | Common Stock | +Options Exercise | $0 | +1,727 | +15.56% | $0.00 | 12,824 | Jan 31, 2022 | Direct | |
| holding | PTC | Common Stock | 10,582,010 | Jan 31, 2022 | By Rockwell Automation | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PTC | Restricted Stock Units | -Options Exercise | $0 | -1,727 | -100% | $0.00 | 0 | Jan 31, 2022 | Common Stock | 1,727 | Direct | F2, F3, F4 |
| Id | Content |
|---|---|
| F1 | These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| F2 | Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. |
| F3 | Time-based restricted stock units that vested on January 31, 2022. |
| F4 | This amount represents the total number of derivative securities beneficially owned of the class shown. |