Dov Perlysky - 04 Jan 2022 Form 4 Insider Report for Pharma-Bio Serv, Inc. (PBSV)

Role
Director
Signature
/s/ Dov Perlysky
Issuer symbol
PBSV
Transactions as of
04 Jan 2022
Net transactions value
-$0.57
Form type
4
Filing time
05 Jan 2022, 19:10:25 UTC
Next filing
12 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBSV Common Stock Options Exercise $18,200 +20,000 +54% $0.9100 57,007 04 Jan 2022 Direct
transaction PBSV Common Stock Tax liability $18,200 -17,670 -31% $1.03 39,337 04 Jan 2022 Direct F1
transaction PBSV Common Stock Options Exercise $5,200 +10,000 +25% $0.5200 49,337 04 Jan 2022 Direct
transaction PBSV Common Stock Tax liability $5,200 -5,049 -10% $1.03 44,288 04 Jan 2022 Direct F1, F2
holding PBSV Common Stock 1,164,554 04 Jan 2022 Managing Member F3
holding PBSV Common Stock 772,791 04 Jan 2022 By Spouse F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBSV Stock Option Options Exercise $0 -20,000 -100% $0.000000* 0 04 Jan 2022 Common Stock 20,000 $0.9100 Direct F5
transaction PBSV Stock Option Options Exercise $0 -10,000 -100% $0.000000* 0 04 Jan 2022 common Stock 10,000 $0.5200 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate amount of shares of Common Stock withheld for a cashless exercise.
F2 Shares reported in this column have been updated to properly reflect the shares held by the reporting person following the transactions on January 4, 2021.
F3 The Reporting Person is the Managing Member of Krovim LLC, which owns the 1,164,554 shares of common stock reported herein.
F4 The Reporting Person's wife is the Managing Member of LDP Family Partnership, which owns the 772,791 shares of common stock, of which the Reporting Person disclaims beneficial ownership.
F5 The option vested in two equal installments on July 10, 2017 and July 10, 2018.
F6 The option vested in two equal installments on July 10, 2018 and July 10, 2019.