Evan Sohn - Nov 15, 2019 Form 4 Insider Report for Recruiter.com Group, Inc. (RCRT)

Signature
/s/ Evan Sohn
Stock symbol
RCRT
Transactions as of
Nov 15, 2019
Transactions value $
$6,074
Form type
4
Date filed
11/18/2021, 03:03 PM
Next filing
Nov 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCRT Common Stock, par value $0.0001 Purchase $994 +200 +0.1% $4.97 202K Nov 15, 2019 Direct F1
transaction RCRT Common Stock, par value $0.0001 Purchase +240 +0.12% 203K Nov 18, 2019 Direct F2
transaction RCRT Common Stock, par value $0.0001 Purchase +360 +0.18% 203K Nov 18, 2019 Direct F3
transaction RCRT Common Stock, par value $0.0001 Purchase $122 +40 +0.02% $3.04 203K Nov 22, 2019 Direct
transaction RCRT Common Stock, par value $0.0001 Purchase $90.80 +40 +0.02% $2.27 203K Nov 25, 2019 Direct
transaction RCRT Common Stock, par value $0.0001 Purchase +72 +0.04% 203K Dec 23, 2019 Direct F4
transaction RCRT Common Stock, par value $0.0001 Award +1.63K +0.8% 205K Mar 11, 2021 Direct F5
transaction RCRT Common Stock, par value $0.0001 Purchase $4.87K +1.65K +0.81% $2.95 206K Nov 18, 2021 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCRT Restricted Stock Units Award +222K 222K Jun 18, 2020 Common Stock 222K Direct F7
transaction RCRT Stock Options (Right to buy) Award +100K 100K Sep 13, 2021 Common Stock 100K $4.59 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 16, 2019, the Reporting Person filed a Form 4 reporting he owned 40,443,529 shares of Common Stock. In August 2019, the Issuer effected a 1 for 80 reverse stock split, and in June 2021, the Issuer effected a 1 for 2.5 reverse stock split. Following both of these reverse stock splits, the Reporting Person's 40,443,529 shares equaled 202,218 shares.
F2 These shares were purchased in multiple transactions at prices ranging from $3.67 to $4.37, inclusive.
F3 These shares were purchased in multiple transactions at prices ranging from $2.32 to $4.87, inclusive.
F4 These shares were purchased in multiple transactions at prices ranging from $3.00 to $3.50, inclusive.
F5 Issuance of shares pursuant to August 2018 consulting agreement between the Issuer and the Reporting Person entered into prior to the Reporting Person's appointment as Chief Executive Officer in June 2020.
F6 Purchase of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F7 Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 27,700 RSUs vest on a quarterly basis with the first vesting date having been June 30, 2021. The RSUs were granted to the Reporting Person pursuant to the Issuer's 2017 Equity Incentive Plan.
F8 Represents options granted to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan in connection with the Reporting Person's employment agreement. 50,000 options will vest on 09/13/2022, and 12,500 options will vest every three months thereafter.