| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PTC | Common Stock | Sale | -$179K | -1.5K | -7.43% | $119.94 | 18.6K | Nov 15, 2021 | Direct | F1, F2 |
| transaction | PTC | Common Stock | Sale | -$63.8K | -529 | -2.84% | $120.64 | 18.1K | Nov 15, 2021 | Direct | F1, F3 |
| transaction | PTC | Common Stock | Sale | -$14.3K | -117 | -0.65% | $122.22 | 18K | Nov 15, 2021 | Direct | F1, F4 |
| transaction | PTC | Common Stock | Award | $0 | +3.24K | +18.02% | $0.00 | 21.2K | Nov 15, 2021 | Direct | F5 |
| transaction | PTC | Common Stock | Options Exercise | $0 | +28.6K | +134.76% | $0.00 | 49.8K | Nov 15, 2021 | Direct | |
| transaction | PTC | Common Stock | Tax liability | -$1.55M | -12.9K | -25.84% | $120.05 | 37K | Nov 15, 2021 | Direct | F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PTC | Restricted Stock Units | Award | $0 | +6.95K | $0.00 | 6.95K | Nov 15, 2021 | Common Stock | 6.95K | Direct | F7, F8, F16 | ||
| transaction | PTC | Restricted Stock Units | Options Exercise | $0 | -6.95K | -100% | $0.00* | 0 | Nov 15, 2021 | Common Stock | 6.95K | Direct | F7, F8, F16 | |
| transaction | PTC | Restricted Stock Units | Options Exercise | $0 | -3.47K | -100% | $0.00* | 0 | Nov 15, 2021 | Common Stock | 3.47K | Direct | F7, F9, F16 | |
| transaction | PTC | Restricted Stock Units | Award | $0 | +2.86K | $0.00 | 2.86K | Nov 15, 2021 | Common Stock | 2.86K | Direct | F7, F10, F16 | ||
| transaction | PTC | Restricted Stock Units | Options Exercise | $0 | -2.86K | -100% | $0.00* | 0 | Nov 15, 2021 | Common Stock | 2.86K | Direct | F7, F10, F16 | |
| transaction | PTC | Restricted Stock Units | Award | $0 | +3.14K | $0.00 | 3.14K | Nov 15, 2021 | Common Stock | 3.14K | Direct | F7, F11, F16 | ||
| transaction | PTC | Restricted Stock Units | Options Exercise | $0 | -3.14K | -100% | $0.00* | 0 | Nov 15, 2021 | Common Stock | 3.14K | Direct | F7, F11, F16 | |
| transaction | PTC | Restricted Stock Units | Options Exercise | $0 | -3.94K | -50% | $0.00 | 3.94K | Nov 15, 2021 | Common Stock | 3.94K | Direct | F7, F12, F16 | |
| transaction | PTC | Restricted Stock Units | Options Exercise | $0 | -3.13K | -33.34% | $0.00 | 6.25K | Nov 15, 2021 | Common Stock | 3.13K | Direct | F7, F13, F16 | |
| transaction | PTC | Restricted Stock Units | Options Exercise | $0 | -3.12K | -50% | $0.00 | 3.12K | Nov 15, 2021 | Common Stock | 3.12K | Direct | F7, F14, F16 | |
| transaction | PTC | Restricted Stock Units | Options Exercise | $0 | -2.01K | -39.13% | $0.00 | 3.12K | Nov 15, 2021 | Common Stock | 2.01K | Direct | F7, F15, F16 |
| Id | Content |
|---|---|
| F1 | Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. |
| F2 | This transaction was executed in multiple trades at prices ranging from $119.32 to $120.16. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | This transaction was executed in multiple trades at prices ranging from $120.48 to $120.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $122 to $122.23. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | Shares earned under the FY21 Corporate Incentive Plan. |
| F6 | Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released. |
| F7 | Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. |
| F8 | Performance-based RSUs granted on November 14, 2018 that could be earned for FY21 that were earned and vested on November 15, 2021. |
| F9 | RSUs granted on November 14, 2018 that vested on November 15, 2019, 2020 and 2021. |
| F10 | Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021. |
| F11 | Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021. |
| F12 | RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022. |
| F13 | RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023. |
| F14 | Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021. |
| F15 | Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021. |
| F16 | This amount represents the total number of derivative securities beneficially owned of the class shown. |