George Allen - 30 Aug 2021 Form 4 Insider Report for Lowell Farms Inc. (LOWLF)

Role
Director, 10%+ Owner
Signature
/s/ George Allen
Issuer symbol
LOWLF
Transactions as of
30 Aug 2021
Net transactions value
$0
Form type
4
Filing time
01 Sep 2021, 20:26:44 UTC
Previous filing
29 Jun 2021
Next filing
12 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LOWLF Subordinate Voting Shares Purchase +200,000 200,000 30 Aug 2021 see footnote F1, F2
holding LOWLF Subordinate Voting Shares 267,000 30 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LOWLF Warrants (rights to buy) Purchase +100,000 100,000 30 Aug 2021 Subordinate Voting Shares 100,000 $1.40 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are included within 200,000 units purchased for $1.00 per Unit. Each Unit consists of one Subordinate Voting Share and one half of one share purchase warrant.
F2 Held by Geronimo Capital. Mr. Allen is the sole member of Geronimo Capital.

Remarks:

This Form 4 is filed on behalf of George Michael Harden Allen and Geronimo Capital LLC ("Geronimo Capital"). Mr. Allen is the sole member of Geronimo Capital.