Brian Shure - 30 Aug 2021 Form 4 Insider Report for Lowell Farms Inc. (LOWLF)

Role: Chief Financial Officer, Director
Signature: /s/ Brian K. Shure
Issuer symbol: LOWLF
Transactions as of: 30 Aug 2021
Net transactions value: $0
Form type: 4
Filing time: 01 Sep 2021, 20:22:15 UTC
Previous filing: 10 May 2021
Next filing: 04 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LOWLF	Subordinate Voting Shares	Purchase		+1,700,000	+934%		1,882,000	30 Aug 2021	see footnote	F1, F2
transaction	LOWLF	Subordinate Voting Shares	Purchase		+400,000			400,000	30 Aug 2021	see footnote	F3, F4
transaction	LOWLF	Subordinate Voting Shares	Purchase		+100,000			100,000	30 Aug 2021	see footnote	F5, F6
transaction	LOWLF	Subordinate Voting Shares	Purchase		+300,000			300,000	30 Aug 2021	see footnote	F7, F8
holding	LOWLF	Subordinate Voting Shares						34,776	30 Aug 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LOWLF	Warrants (rights to buy)	Purchase		+850,000			850,000	30 Aug 2021	Subordinate Voting Shares	850,000	$1.40	see footnote	F1, F2
transaction	LOWLF	Warrants (rights to buy)	Purchase		+200,000			200,000	30 Aug 2021	Subordinate Voting Shares	200,000	$1.40	see footnote	F3, F4
transaction	LOWLF	Warrants (rights to buy)	Purchase		+50,000			50,000	30 Aug 2021	Subordinate Voting Shares	50,000	$1.40	see footnote	F5, F6
transaction	LOWLF	Warrants (rights to buy)	Purchase		+150,000			150,000	30 Aug 2021	Subordinate Voting Shares	150,000	$1.40	see footnote	F7, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported securities are included within 1,700,000 units purchased for $1.00 per Unit. Each Unit consists of one Subordinate Voting Share and one half of one share purchase warrant.
F2	Held by Ambrose Capital Holdings, LP. Mr. Shure is the President of Ambrose Capital Partners, LLC, which is the general partner of Ambrose Capital Holdings, LP. Mr. Shure disclaims beneficial ownership of the securities held by Ambrose Capital Holdings, LP except to the extent of his pecuniary interest therein.
F3	The reported securities are included within 400,000 units purchased for $1.00 per Unit. Each Unit consists of one Subordinate Voting Share and one half of one share purchase warrant.
F4	Held by AMTG Holdings, LLLP. Mr. Shure is the President of AMTG Management, Inc., which is the general partner of AMTG Holdings, LLLP. Mr. Shure disclaims beneficial ownership of the securities held by AMTG Holdings, LLLP except to the extent of his pecuniary interest therein.
F5	The reported securities are included within 100,000 units purchased for $1.00 per Unit. Each Unit consists of one Subordinate Voting Share and one half of one share purchase warrant.
F6	Held by HSK Holdings, LLC. Mr. Shure is the Managing Member of HSK Holdings, LLC. Mr. Shure disclaims beneficial ownership of the securities held by HSK Holdings, LLC except to the extent of his pecuniary interest therein.
F7	The reported securities are included within 300,000 units purchased for $1.00 per Unit. Each Unit consists of one Subordinate Voting Share and one half of one share purchase warrant.
F8	Held by the Brian K. Shure Charitable Lead Annuity Trust, of which the reporting person is the trustee and of which the reporting person's three children are the beneficiaries.