Denmar John Dixon - 02 Jul 2021 Form 4 Insider Report for RumbleON, Inc. (RMBL)

Role
Director
Signature
/s/ Denmar J. Dixon
Issuer symbol
RMBL
Transactions as of
02 Jul 2021
Net transactions value
$0
Form type
4
Filing time
07 Jul 2021, 21:32:45 UTC
Previous filing
24 Jun 2021
Next filing
03 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMBL Class B Common Stock Options Exercise +1,232 +3.1% 40,644 02 Jul 2021 Direct F2, F6
holding RMBL Class B Common Stock 62,642 02 Jul 2021 see footnote F3
holding RMBL Class B Common Stock 75 02 Jul 2021 see footnote F4
holding RMBL Class B Common Stock 638 02 Jul 2021 see footnote F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RMBL Restricted Stock Units Options Exercise -1,232 -33% 2,464 02 Jul 2021 Class B common stock 2,464 Direct F1, F6, F7
holding RMBL Restricted Stock Units 2,125 02 Jul 2021 Class B common stock 2,125 Direct F6, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Issuer Class B common stock received upon delivery of shares underlying vested restricted stock units ("RSU's).
F2 Includes 2,641 shares held in a joint account with the Reporting Person's spouse.
F3 Represents shares owned through Blue Flame Capital, LLC, an entity controlled by the Reporting Person.
F4 Represents shares owned by the Reporting Person's son.
F5 Represents shares owned by the Reporting Person's spouse.
F6 Each RSU represents a contingent right to receive one share of Issuer Class B common stock.
F7 4,928 RSUs were granted to the Reporting Person on January 5, 2021. These RSUs vest in 12 equal monthly installments, which began January 31, 2021 and will be delivered quarterly, which began on March 31, 2021. The RSUs are subject to pro rata vesting and delivery if the Reporting Person leaves the Board of Directors before the end of any vesting period.
F8 4,250 RSUs were granted to the Reporting Person on June 25, 2018 and vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last day of the twenty-fifth month following the grant date, and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.