Travis Whitton - Jul 1, 2021 Form 4 Insider Report for SharpSpring, Inc. (SHSP)

Role
Chief Technology Officer
Signature
/s/ Travis Whitton
Stock symbol
SHSP
Transactions as of
Jul 1, 2021
Transactions value $
-$4,408
Form type
4
Date filed
7/6/2021, 04:25 PM
Next filing
Sep 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHSP Common Stock Options Exercise $0 +613 +7.03% $0.00 9.33K Jul 1, 2021 Direct F1
transaction SHSP Common Stock Tax liability -$2.53K -150 -1.61% $16.89 9.18K Jul 1, 2021 Direct F2
transaction SHSP Common Stock Options Exercise $0 +495 +5.39% $0.00 9.68K Jul 1, 2021 Direct F1
transaction SHSP Common Stock Tax liability -$1.87K -111 -1.15% $16.89 9.57K Jul 1, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SHSP Restricted Stock Unit Options Exercise $0 -613 -6.31% $0.00 9.11K Jul 1, 2021 Common Stock 613 $0.00 Direct F1, F3
transaction SHSP Restricted Stock Unit Options Exercise $0 -495 -5.43% $0.00 8.61K Jul 1, 2021 Common Stock 495 $0.00 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2 Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3 Vesting quarterly in equal installments of 1/12 thereafter commencing on April 1, 2020.
F4 Vesting quarterly in equal installments of 1/12 thereafter commencing on April 1, 2021.
F5 Represents total number of all RSU's beneficially owned as of 7/1/2021.