Richard Carlson - Jul 1, 2021 Form 4 Insider Report for SharpSpring, Inc. (SHSP)

Role
Chief Executive Officer, Director
Signature
/s/ Richard Carlson
Stock symbol
SHSP
Transactions as of
Jul 1, 2021
Transactions value $
-$7,516
Form type
4
Date filed
7/6/2021, 04:25 PM
Next filing
Aug 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHSP Common Stock Options Exercise $0 +841 +0.28% $0.00 303K Jul 1, 2021 Direct F1
transaction SHSP Common Stock Tax liability -$3.23K -191 -0.06% $16.89 303K Jul 1, 2021 Direct F2
transaction SHSP Common Stock Options Exercise $0 +1.04K +0.34% $0.00 304K Jul 1, 2021 Direct F1
transaction SHSP Common Stock Tax liability -$4.29K -254 -0.08% $16.89 304K Jul 1, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SHSP Restricted Stock Unit Options Exercise $0 -841 -5.23% $0.00 15.2K Jul 1, 2021 Common Stock 841 $0.00 Direct F1, F3
transaction SHSP Restricted Stock Unit Options Exercise $0 -1.04K -6.83% $0.00 14.2K Jul 1, 2021 Common Stock 1.04K $0.00 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2 Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3 Vesting quarterly in equal installments of 1/12 thereafter commencing on April 1, 2020.
F4 Vesting quarterly in equal installments of 1/12 thereafter commencing on April 1, 2020.
F5 Represents total number of all RSU's beneficially owned as of 7/1/2021.