Richard Alan Carlson - 01 Jul 2021 Form 4 Insider Report for SharpSpring, Inc.

Role
Chief Executive Officer, Director
Signature
/s/ Richard Carlson
Issuer symbol
N/A
Transactions as of
01 Jul 2021
Net transactions value
-$7,516
Form type
4
Filing time
06 Jul 2021, 16:25:46 UTC
Next filing
30 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHSP Common Stock Options Exercise $0 +841 +0.28% $0.000000 303,201 01 Jul 2021 Direct F1
transaction SHSP Common Stock Tax liability $3,226 -191 -0.06% $16.89 303,010 01 Jul 2021 Direct F2
transaction SHSP Common Stock Options Exercise $0 +1,042 +0.34% $0.000000 304,052 01 Jul 2021 Direct F1
transaction SHSP Common Stock Tax liability $4,290 -254 -0.08% $16.89 303,798 01 Jul 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SHSP Restricted Stock Unit Options Exercise $0 -841 -5.2% $0.000000 15,248 01 Jul 2021 Common Stock 841 $0.000000 Direct F1, F3
transaction SHSP Restricted Stock Unit Options Exercise $0 -1,042 -6.8% $0.000000 14,206 01 Jul 2021 Common Stock 1,042 $0.000000 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2 Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3 Vesting quarterly in equal installments of 1/12 thereafter commencing on April 1, 2020.
F4 Vesting quarterly in equal installments of 1/12 thereafter commencing on April 1, 2020.
F5 Represents total number of all RSU's beneficially owned as of 7/1/2021.