James P. Woidke - 10 May 2021 Form 4 Insider Report for EASTERN CO (EML)

Role
Chief Operating Officer
Signature
/s/James P. Woidke
Issuer symbol
EML
Transactions as of
10 May 2021
Net transactions value
-$5.2
Form type
4
Filing time
16 Jun 2021, 14:29:32 UTC
Previous filing
30 Jan 2023
Next filing
30 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EML Class A Common Stock Options Exercise $191,000 +10,000 $19.10 10,000 10 May 2021 Direct F1
transaction EML Class A Common Stock Disposed to Issuer $191,005 -6,120 -61% $31.21 3,880 10 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EML Stock Appreciation Rights Options Exercise $0 -10,000 -100% $0.000000* 0 10 May 2021 Common Stock 10,000 $19.10 Direct
transaction EML Stock Appreciation Rights Award $0 +7,000 $0.000000 7,000 27 Apr 2021 Common Stock 7,000 $24.90 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person received 3,880 shares of common stock upon the net exercise of 10,000 stock appreciation rights (SARs). A total of 6,120 shares of common stock underlying such SARs were withheld in the payment of the exercise price.