Sanjiv Das - 01 Oct 2025 Form 4 Insider Report for Pagaya Technologies Ltd. (PGY)

Role
President
Signature
/s/ Natalie Wilmore, Attorney-in-Fact
Issuer symbol
PGY
Transactions as of
01 Oct 2025
Net transactions value
-$144,447
Form type
4
Filing time
03 Oct 2025, 16:55:19 UTC
Previous filing
16 Sep 2025
Next filing
20 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
DAS SANJIV President C/O PAGAYA TECHNOLOGIES LTD., 335 MADISON AVENUE, 16TH FLOOR, NEW YORK /s/ Natalie Wilmore, Attorney-in-Fact 03 Oct 2025 0001654849

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGY Class A Ordinary Share Options Exercise $0 +8,538 +8.8% $0.000000 105,423 01 Oct 2025 Direct
transaction PGY Class A Ordinary Share Sale $144,447 -4,783 -4.5% $30.20 100,640 01 Oct 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGY Restricted Stock Unit Options Exercise $0 -8,538 -50% $0.000000 8,538 01 Oct 2025 Class A Ordinary Share 8,538 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
F2 1/3rd of the total 68,306 RSUs initially subject to this award vested on October 1, 2024, 1/3rd vested on January 1, 2025 and the remaining RSUs vest over the following four quarters in four equal installments.