John Paul Roehm - 01 Dec 2021 Form 4 Insider Report for Infrastructure & Energy Alternatives, Inc.

Role
President and CEO, Director
Signature
/s/ John Paul Roehm
Issuer symbol
N/A
Transactions as of
01 Dec 2021
Net transactions value
+$19,464
Form type
4
Filing time
02 Dec 2021, 15:31:00 UTC
Previous filing
29 Oct 2021
Next filing
28 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IEA Common Stock, par value $0.0001 per share Purchase $19,460 +2,000 +0.28% $9.73 720,641 01 Dec 2021 Direct F1
transaction IEA Common Stock, par value $0.0001 per share Exercise of in-the-money or at-the-money derivative security $3.6 +35,976 +6% $0.000100* 637,987 02 Dec 2021 Roehm Living Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IEA Warrants Exercise of in-the-money or at-the-money derivative security $0 -35,976 -100% $0.000000* 0 02 Dec 2021 Common Stock, par value $0.0001 per share 35,976 $0.000100 Roehm Living Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 276,533 shares of Common Stock, 201,499 restricted stock units and 242,609 performance stock units that are subject to forfeiture and vesting.
F2 Held by Roehm Living Trust.
F3 Warrants are currently exercisable and have no expiration date.