John Paul Roehm - Dec 1, 2021 Form 4 Insider Report for Infrastructure & Energy Alternatives, Inc. (IEA)

Role
President and CEO, Director
Signature
/s/ John Paul Roehm
Stock symbol
IEA
Transactions as of
Dec 1, 2021
Transactions value $
$19,464
Form type
4
Date filed
12/2/2021, 03:31 PM
Previous filing
Oct 29, 2021
Next filing
Feb 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IEA Common Stock, par value $0.0001 per share Purchase $19.5K +2K +0.28% $9.73 721K Dec 1, 2021 Direct F1
transaction IEA Common Stock, par value $0.0001 per share Exercise of in-the-money or at-the-money derivative security $3.60 +36K +5.98% $0.00* 638K Dec 2, 2021 Roehm Living Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IEA Warrants Exercise of in-the-money or at-the-money derivative security $0 -36K -100% $0.00* 0 Dec 2, 2021 Common Stock, par value $0.0001 per share 36K $0.00 Roehm Living Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 276,533 shares of Common Stock, 201,499 restricted stock units and 242,609 performance stock units that are subject to forfeiture and vesting.
F2 Held by Roehm Living Trust.
F3 Warrants are currently exercisable and have no expiration date.